Are these videos compliant?

Because WebPrez is not qualified to be a member of FINRA, we are prohibited from directly submitting our videos and content to FINRA for compliance review.

What’s more, our videos are specifically exempt from FINRA oversight because they do not cover any investment, equities or securities topics. However, numerous broker/dealer compliance departments have approved our videos, and we ARE compliant with the NAIC (National Association of Insurance Commissioners) guidelines for advertising material.

Updated on: 12/08/2019