Are these videos compliant?

This is a great question — and an important one.

🛡️ Compliance Overview

WebPrez videos are designed specifically for the insurance and annuity market, and:

• They do not cover securities, equities, or investment advice
• They are structured to align with NAIC (National Association of Insurance Commissioners) advertising guidelines
• They focus on education and clear communication, not product-specific recommendations

📋 FINRA & Broker/Dealer Considerations

Because WebPrez is not a FINRA-registered entity, we do not submit content directly to FINRA.

However:

• Our videos are generally outside the scope of FINRA oversight since they do not address securities
• Many advisors have successfully had WebPrez videos reviewed and approved by their broker/dealer compliance departments

⚠️ Important Note

Compliance requirements can vary by:

• Broker/dealer
• IMO/FMO
• Individual firm policies

For that reason, we always recommend:

Submitting any materials to your compliance department for final approval if required by your organization

🎯 Our Approach

Our goal is to provide:

• Clear, educational content
• Professionally structured messaging
• Materials that are easy to review and approve

Updated on: 03/29/2026